Commodity pool

Results: 289



#Item
131Finance / Financial markets / Commodity Futures Trading Commission / Late-2000s financial crisis / Gary Gensler / Commodity Exchange Act / Securities regulation in the United States / Commodity pool / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Commodities market / Economics

ICI statement FY 2013 CFTC Appropriation (final)

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Source URL: www.ici.org

Language: English
132Institutional investors / Mutual fund / Mutualism / Canadian securities regulation / Commodity pool / Exempt market dealer / Financial economics / Investment / Financial services

NOVA SCOTIA SECURITIES COMMISSION RULE[removed]AMENDMENT) MUTUAL FUNDS -ANDCONSEQUENTIAL AMENDMENTS TO RULES[removed], 31-103, 33-109, 44-102, 45-106, 62-103, [removed]and[removed]

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-09-10 11:03:54
133Commodities market / Financial services / Institutional investors / Collective investment schemes / Investment Company Institute / Commodity Futures Trading Commission / Mutual fund / Futures contract / Commodity pool / Financial economics / Investment / Finance

Media Relations Line: [removed]Ianthé Zabel, [removed] Rachel McTague, [removed] Stephanie Ortbals-Tibbs, [removed] Inga Vitols, [removed]

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Source URL: www.centerforcapitalmarkets.com

Language: English - Date: 2013-08-16 12:47:13
134Commodities market / United States securities law / Commodity Pool Operator / 73rd United States Congress / Securities / Commodity pool / Repurchase agreement / Security / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system

National Futures Association: Prohibition of Loans by Commodity Pools to CPOs and Related Entities -- Amendments to the Interpretive Notice to NFA Compliance Rule 2-45

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Source URL: www.nfa.futures.org

Language: English - Date: 2014-12-12 16:31:19
135Commodities market / United States securities law / Commodity Pool Operator / 73rd United States Congress / Securities / Commodity pool / Repurchase agreement / Security / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system

National Futures Association: Prohibition of Loans by Commodity Pools to CPOs and Related Entities -- Amendments to the Interpretive Notice to NFA Compliance Rule 2-45

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Source URL: www.nfa.futures.org

Language: English - Date: 2014-12-12 16:31:19
136Commodities market / 73rd United States Congress / New Deal / Securities Act / United States Securities and Exchange Commission / United States securities law / Futures contract / U.S. Securities and Exchange Commission / Commodity pool / Financial economics / Finance / Financial system

The Ontario Securities Commission OSC Bulletin September 18, 2014 Volume 37, Issue[removed]), 37 OSCB

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-09-22 11:37:21
137Financial markets / Commodities market / Futures contract / Commodity broker / Commodity Futures Trading Commission / Futures exchange / Margin / Commodity pool / Exchange-traded fund / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 19, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendme

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Source URL: www.sec.gov

Language: English - Date: 2014-09-22 07:34:32
138Financial system / Finance / National Futures Association / Commodity pool / Commodity Futures Trading Commission / Commodity Exchange Act / Futures contract / Commodity Pool Operator / Commodities market / Financial economics / Financial markets

Microsoft Word - CR2_46_CPO_Quarterly_Report_082009wTSsignature.doc

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-05-17 16:51:58
139Finance / Commodity Pool Operator / Commodity pool / Commodity Futures Trading Commission / National Futures Association / Commodity Exchange Act / Futures contract / Commodities market / Financial economics / Financial system

Microsoft Word - CR2-45_0509wTSsignature.doc

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-02-11 12:39:02
140Financial system / Finance / Commodity pool / Futures contract / National Futures Association / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity broker / Commodities market / Financial markets / Financial economics

Microsoft Word - Bylaw1301b_FCMAssessmentFee112210wTSsignature.doc

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-12-09 11:30:51
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